Broker Check

Appointment Checklist

  1. Information 401K or Pension Statements
  2. Statements for any investments held outside of Klauke Investments
  3. Copy of current social security reports (can access at
  4. Recent cash position values (C.D.’s, money markets, savings account)
  5. Statements for any college savings accounts
  6. Copy of will
  7. Copy of most recent tax returns
  8. Recent mortgage statement and any other debt positions (such as credit card, car loans, etc)
  9. Any other information you would like to review
  10. Drivers License - needed to open account
  11. Beneficiary Information (include full name, social, birthday, phone # and relationship to you) - needed to open account