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Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.

A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption.

Investments products and services available only to residents of:  Wisconsin (WI), Iowa (IA), Minnesota (MN), New York (NY).

 

 

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Sunday, September 7, 2008

Securities Offered Through NEXT Financial Group, Inc., Member FINRA and SIPC  Klauke Investments & Insurance is not an affiliate of NEXT Financial Group, Inc. To view NEXT Financial Group's privacy policy and other important information, visit the "Clients" section of www.nextfinancial.com.